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6th Semester Integrated BBA LL.B (Hons) - Investment Management - Notes, Question Papers and Syllabus

November 21, 2025 ,

Investment Management

Objectives

To give an overall idea about different investment avenues available in financial markets and prepare students with basic skills and knowledge to manage investments.

Unit I

Investment – Meaning – Investment And Speculation – Investment Objectives – Investment Process – Investment Avenues: Financial And Non-Financial Investments – Corporate Investment – Return And Risk – Systematic And Unsystematic Risks – Measurement Of Risk – Approaches To Investment Analysis: Fundamental Analysis – Technical Analysis – Modern Portfolio Theory (Basic Knowledge Only).

Unit II

Money Market – Meaning – Objectives – Structure – Functions – Money Market Instruments: Treasury Bills – Commercial Papers – Certificates Of Deposit – Inter-Bank Participation Certificates.

Unit III

Capital Market – Meaning – Structure – Functions – Money Market Vs. Capital Market – Capital Market Instruments: Shares – Debentures – Bonds – Stock Exchanges – Role And Functions – NSE And OTCEI – Trading Mechanism – Online Trading – Scripless Trading And Depository System – SEBI: Role And Functions.

Unit IV

Mutual Funds – Meaning And Definition – History And Need – Classification Of Mutual Funds – Capital Market And Money Market Mutual Funds – Benefits And Limitations Of Mutual Fund Investment – Mutual Funds In India.

Unit V

Derivatives – Concepts And Meaning – Features – Classification Of Derivatives – Options And Features – Types Of Options – Index And Currency Futures (General Idea Only).

References

  1. Donald E. Fisher & Ronald J. Jordan – Securities Analysis And Portfolio Management, Prentice Hall, New Delhi.

  2. S. Kevin – Security Analysis And Portfolio Management

  3. Harry Sourain – Investment Management, Prentice Hall Of India.

  4. Francis & Archer – Portfolio Management, Prentice Hall Of India.

  5. L.C. Gupta – Stock Exchange Trading In India, Society For Capital Market Research And Development, Delhi.

  6. H.R. Machi Raju – Working Of Stock Exchanges In India, Wiley Eastern Ltd., New Delhi.